Includes developments in relation to: the Climate Financial Risk Forum; APP scams; diversity on listed company boards; MAR; UK Short Selling Regulation; and the macro-prudential supervision of investment firms.
Click on the headings below to access each section:
- SME access to FOS – FCA publishes call for input
- Simplified advice regime – FCA publishes speech
- Climate Financial Risk Forum – Webpage updated with new materials
- FCA appointments – Joint Executive Directors of Enforcement and Market Oversight
- Authorisation timelines – FCA publishes service and performance metrics
- Increased award limits – announced by the FOS
- Complaints data – published by the FOS
- 2023 work initiatives – published by the BCBS
- Single Supervisory Mechanism – ECB decisions published in OJ
- Fundamental Review of the Trading Book – EBA consults on expanded reporting
- Customer vulnerability – LSB publishes report
- APP scams – LSB updates CRM Code
- Silicon Valley Bank – Correspondence with Treasury Committee published
- Competition within the savings and mortgage markets – Treasury Committee publishes letter
- Access to cash – PSR publishes call for views on first annual review of Specific Direction 12
- APP scams – PSR publishes Policy Statement (PS23/1)
- Closure of SME Liaison Panel – BBRS publishes statement
- Credit Suisse – Statements published by the FCA, Bank of England, EBA, the SRB and the ECB
- EMIR 3 – ESRB makes recommendations
- MAR and the insider lists regime – ESMA publishes concerns
- Diversity on listed company boards – Primary Market Bulletin published by the FCA
- Notification and disclosure of net short positions under the UK Short Selling Regulation – FCA publishes updated webpage
- ESG benchmarks review – FCA publishes Dear CEO letter highlighting widespread failings
- Macro-prudential supervision of investment funds – ESMA publishes speech
- Value for Money – Blog published by the Pensions Regulator
- AML/CTF – JMLSG publishes revised guidance
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