Blog: PENNANTPARK INVESTMENT CORP Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K/A) – Marketscreener.com

Item 2.02. Results of Operations and Financial Condition.

On August 3, 2022, PennantPark Investment Corporation, or the Company, issued a
press release announcing its financial results for the third fiscal quarter
ended June 30, 2022. A copy of the press release is furnished as Exhibit 99.1 to
this report pursuant to Item 2.02 on Form 8-K and Regulation FD.

Item 7.01. Regulation FD Disclosure.

On August 3, 2022, the Company announced an increase of its fourth fiscal
quarter 2022 distribution. A copy of the press release is furnished as Exhibit
99.1 to this Form 8-K.

The information in this report on Form 8-K, including Exhibit 99.1 furnished
herewith, is being furnished and shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange
Act, or otherwise subject to the liabilities of such section. The information in
this report on Form 8-K shall not be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the Securities Act, or
under the Exchange Act, except as shall be expressly set forth by specific
reference in such filing. For information concerning the COVID-19 pandemic and
its impact on the Company’s business and operating results, see the Company’s
Quarterly Report on Form 10-Q for the quarter ended June 30, 2022, including
“Item 2. Management’s Discussion and Analysis of Financial Condition and Results
of Operations – COVID-19 Developments”.

Forward-Looking Statements

This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain
“forward-looking statements” within the meaning of the Private Securities
Litigation Reform Act of 1995. You should understand that under Section
27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act,
the “safe harbor” provisions of the Private Securities Litigation Reform Act of
1995 do not apply to forward-looking statements made in periodic reports the
Company files under the Exchange Act. All statements other than statements of
historical facts included in this report on Form 8-K are forward-looking
statements and are not guarantees of future performance or results, and involve
a number of risks and uncertainties. Actual results may differ materially from
those in the forward-looking statements as a result of a number of factors,
including those described from time to time in filings with the Securities and
Exchange Commission as well as changes in the economy and risks associated with
possible disruption in the Company’s operations or the economy generally due to
terrorism, natural disasters or pandemics such as COVID-19. The Company
undertakes no duty to update any forward-looking statement made herein. You
should not place undue influence on such forward-looking statements as such
statements speak only as of the date on which they are made.

The Company may use words such as “anticipates,” “believes,” “expects,”
“intends,” “seeks,” “plans,” “estimates” and similar expressions to identify
forward-looking statements. Such statements are based on currently available
operating, financial and competitive information and are subject to various
risks and uncertainties that could cause actual results to differ materially
from its historical experience and present expectations.

Item 9.01. Financial Statements and Exhibits.


(a) Financial statements:

None

(b) Pro forma financial information:

None

(c) Shell company transactions:

None

(d) Exhibits

99.1      Press Release of PennantPark Investment Corporation dated August 3, 2022

104     Cover Page Interactive Data File (embedded within the Inline XBRL document)

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