Item 7.01. Regulation FD Disclosure.
On August 3, 2022, Newtek Business Services Corp. (“Newtek” or the “Company”)
published on its website at http://www.newtekone.com, in the “Investor Relations”
section under “Events and Presentations,” an illustration of certain financial
targets, including earnings and capital levels, concerning how Newtek may be
structured in 2023 as a bank holding company, if the Company were to receive
regulatory approvals and close the pending acquisition of the National Bank of
New York City (“NBNYC”). The illustration is titled “July 2022 Illustration of
the NBNYC Acquisition and Conversion of Newtek Business Services Corp. to a Bank
The information in this Item 7.01 of this Current Report on Form 8-K and Exhibit
99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that section. The information contained in this Item 7.01 and in
the presentation attached as Exhibit 99.1 to this Current Report shall not be
incorporated by reference into any filing with the SEC made by the Company,
whether made before or after the date hereof, regardless of any general
incorporation language in such filing. This Current Report will not be deemed a
determination or an admission as to the materiality of any information in
Exhibit 99.1 attached hereto that is required to be disclosed by Regulation FD.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. Exhibit Number Description 99.1 August 3, 2022 Illustration
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