Blog: US SEC Issues Fines Over Identity Theft Prevention Programmes – Regulation Asia

Uncategorized 1 Minute

JP Morgan Securities will pay a $1.2mn penalty, UBS Financial Services will pay $925,000, and TradeStation Securities will pay $425,000.

JP Morgan Securities will pay a $1.2mn penalty, UBS Financial Services will pay $925,000, and TradeStation Securities will pay $425,000.

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