Blog: SEC Standards of Conduct Broker-Dealers Investment Fund Advisors – The National Law Review

Ryan Hajen is an Associate in Vedder Price’s Chicago office and a member of the firm’s Investment Services group.

Mr. Hajen focuses his practice on representing registered investment companies, including mutual funds, closed-end funds and exchange-traded funds (ETFs), as well as their independent directors and investment advisers with respect to regulatory, compliance, governance and transactional matters under U.S. securities laws. He frequently counsels clients regarding fund formation and registration issues, ongoing operational and…

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s