Blog: SEC Standards of Conduct Broker-Dealers Investment Fund Advisors – The National Law Review

Ryan Hajen is an Associate in Vedder Price’s Chicago office and a member of the firm’s Investment Services group.

Mr. Hajen focuses his practice on representing registered investment companies, including mutual funds, closed-end funds and exchange-traded funds (ETFs), as well as their independent directors and investment advisers with respect to regulatory, compliance, governance and transactional matters under U.S. securities laws. He frequently counsels clients regarding fund formation and registration issues, ongoing operational and…

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