Blog: MIND TECHNOLOGY, INC : Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K) –

Item 2.02. Results of Operations and Financial Condition.

On November 22, 2021, MIND Technology, Inc., a Delaware corporation (the
“Company”) issued a press release which contained, among other things, an
announcement of the Company’s preliminary financial results for the quarter
ended October 31, 2021 (the “Press Release”). A copy of the Press Release is
furnished as Exhibit 99.1 to this Form 8-K.

The information included herein and in Exhibit 99.1 shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of that section,
nor shall it be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended or the Exchange Act.

Item 7.01. Regulation FD Disclosure.

The information set forth under Item 2.02 above regarding the Company’s
preliminary financial results and the Press Release is incorporated herein by

Cautionary Note Regarding Forward-Looking Statements

Many of the statements included or incorporated in this Current Report on Form
8-K and the furnished exhibits constitute “forward-looking statements.” In
particular, they include statements relating to future actions, strategies,
future operating and financial performance, and the Company’s future financial
results. These forward-looking statements are based on current expectations and
projections about future events. Readers are cautioned that forward-looking
statements are not guarantees of future operating and financial performance or
results and involve substantial risks and uncertainties that cannot be predicted
or quantified, and, consequently, the actual performance of the Company may
differ materially from those expressed or implied by such forward-looking
statements. Such risks and uncertainties include, but are not limited to,
factors described from time to time in the Company’s Annual Report on Form 10-K
and Quarterly Reports on Form 10-Q filed with the Securities and Exchange
Commission (including the sections entitled “Risk Factors” and “Management’s
Discussion and Analysis of Financial Condition and Results of Operations”
contained therein).


Item 9.01. Financial Statements and Exhibits.

(d)  Exhibits.

Number             Description

99.1       Press Release issued by MIND
         Technology, Inc. on November 22,

104      Cover Page Interactive Data File
         (embedded within the Inline XBRL


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